Christopher Harwood Bernard Mills

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • North Atlantic Investment Services Limited

    FRN 969870

    • SMF3 Executive Director (since 15 Feb 2023)
  • Harwood Capital LLP

    FRN 224915

    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 16. Safeguarding and administering investments or holding client money
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF3 Chief Executive (30 Sep 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (12 Jan 2004 to 31 Oct 2007)
    • CF4 Partner (8 Jan 2004 to 9 Jun 2015)
  • Harwood Private Capital LLP (no longer approved here)

    FRN 815275

    • CF2 Non Executive Director (1 Feb 2019 to 8 Dec 2019)
  • Odyssean Capital LLP (no longer approved here)

    FRN 783925

    • CF2 Non Executive Director (1 Feb 2018 to 8 Dec 2019)
  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • CF30 Customer (1 Nov 2007 to 26 Oct 2011)
    • CF1 Director (1 Dec 2001 to 26 Oct 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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