Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
    • CF3 Chief Executive (1 Feb 2018 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
    • CF4 Partner (1 Feb 2018 to 8 Dec 2019)
  • Harwood Capital LLP (no longer approved here)

    FRN 224915

    • CF4 Partner (7 Aug 2017 to 10 May 2019)
    • CF30 Customer (7 Aug 2017 to 10 May 2019)
  • HG Pooled Management Limited (no longer approved here)

    FRN 122466

    • CF27 Investment Management (7 Jan 2004 to 28 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.