Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (27 Oct 2021 to 31 Mar 2026)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2026)
- [FCA CF] Significant management (9 Dec 2019 to 31 May 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 May 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2021)
- CF30 Customer (26 Mar 2019 to 8 Dec 2019)
- CF4 Partner (21 Dec 2018 to 8 Dec 2019)
- CF2 Non Executive Director (1 Feb 2018 to 25 Mar 2019)
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- CF30 Customer (16 Oct 2008 to 30 Nov 2012)
- CF4 Partner (16 Oct 2008 to 13 Mar 2014)
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- CF2 Non Executive Director (25 Jun 2008 to 31 Mar 2014)
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- CF1 Director (1 Dec 2001 to 30 Nov 2012)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Jul 2007)
- CF3 Chief Executive (1 Dec 2001 to 31 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.