Richard Edward John Wyatt

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

    FRN 607483

    • [FCA CF] Client dealing (since 1 Jan 2026)
    • SMF9 Chair of the Governing Body (29 Apr 2020 to 6 Jul 2021)
    • [FCA CF] Material risk taker (31 Dec 2019 to 6 Jul 2021)
  • N. M. ROTHSCHILD & SONS LIMITED

    FRN 124451

    • [FCA CF] Client dealing (since 31 Dec 2020)
    • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
  • Rothschild & Co Equity Markets Solutions Limited (no longer approved here)

    FRN 950811

    • (42)[FCA CF] Material risk taker (29 May 2024 to 24 Apr 2026)
    • (41)[FCA CF] Client dealing (11 Apr 2022 to 24 Apr 2026)
    • (39)SMF3 Executive Director (1 Apr 2022 to 29 May 2024)
    • (40)SMF1 Chief Executive (1 Apr 2022 to 28 May 2024)
  • Vanneck Limited (no longer approved here)

    FRN 437348

    • CF30 Customer (1 Nov 2007 to 26 Jun 2018)
    • CF11 Money Laundering Reporting (1 Feb 2006 to 1 Mar 2011)
    • CF1 Director (1 Feb 2006 to 26 Feb 2016)
    • CF10 Compliance Oversight (1 Feb 2006 to 1 Mar 2011)
    • CF27 Investment Management (1 Feb 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Feb 2006 to 31 Oct 2007)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF1 Director (11 Feb 2005 to 24 Aug 2006)
    • CF21 Investment Adviser (11 Feb 2005 to 24 Aug 2006)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF16 Significant Mgt (Desgntd Investment Business) (26 Mar 2004 to 3 Jun 2005)
    • CF1 Director (26 Mar 2004 to 3 Jun 2005)
    • CF21 Investment Adviser (5 Jan 2004 to 6 May 2005)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited

  2. controlled function removed: [FCA CF] Material risk taker at Rothschild & Co Equity Markets Solutions Limited

  3. controlled function added: (39)SMF3 Executive Director at Rothschild & Co Equity Markets Solutions Limited

  4. controlled function added: (40)SMF1 Chief Executive at Rothschild & Co Equity Markets Solutions Limited

  5. controlled function added: (41)[FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited

  6. controlled function added: (42)[FCA CF] Material risk taker at Rothschild & Co Equity Markets Solutions Limited