Riccardo Chiarato

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROMETHEUS INVESTMENT MANAGEMENT LIMITED

    FRN 821611

    • SMF16 Compliance Oversight (since 31 Aug 2023)
    • SMF3 Executive Director (since 31 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Aug 2023)
  • European and Global Advisers LLP

    FRN 569000

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2021)
    • SMF16 Compliance Oversight (since 1 Mar 2021)
  • FS First Solutions Limited

    FRN 653913

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (7 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Oct 2015 to 8 Dec 2019)
  • Ucapital Asset Management LLP (no longer approved here)

    FRN 477155

    • CF30 Customer (2 Oct 2017 to 25 Apr 2019)
    • CF10 Compliance Oversight (17 Jun 2015 to 28 Sep 2017)
    • CF11 Money Laundering Reporting (17 Jun 2015 to 25 Apr 2019)
  • ALLX Ltd (no longer approved here)

    FRN 625263

    • CF11 Money Laundering Reporting (7 Sep 2015 to 20 Feb 2017)
    • CF10 Compliance Oversight (7 Sep 2015 to 20 Feb 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.