PROMETHEUS INVESTMENT MANAGEMENT LIMITED

• Principal Place of Business

  1st floor

  29 Museum Street

  London

  Camden

  WC1A 1LH

  UNITED KINGDOM

  Phone

  +4402076363444

  Web

  https://prometheusuk.co

• Complaints Contact

  1st floor

  29 Museum Street

  London

  Camden

  WC1A 1LH

  UNITED KINGDOM

  Phone

  +4402076363444

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alberto Lucio Felice Bevacqua

  IRN AXB01261

  • SMF3 Executive Director (since 31 Aug 2023)
• Andrew Leslie Welsh

  IRN ALW01044

  • SMF3 Executive Director (since 16 Jun 2022)
  • [FCA CF] Significant management (since 1 Feb 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jun 2022 to 4 Dec 2023)
  • SMF16 Compliance Oversight (16 Jun 2022 to 4 Dec 2023)
• Andrew Mark Jeremiah

  IRN AMJ01048

  • SMF3 Executive Director (9 Dec 2019 to 26 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jul 2021)
  • CF10 Compliance Oversight (16 Jul 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Jul 2019 to 8 Dec 2019)
  • CF30 Customer (16 Jul 2019 to 8 Dec 2019)
  • CF1 Director (16 Jul 2019 to 8 Dec 2019)
• Gianmario Severgnini

  IRN GXS02127

  • [FCA CF] Client dealing (15 Feb 2022 to 10 Dec 2024)
• Guido Pietro Ascanio Branca

  IRN GPB01091

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
  • CF1 Director (3 Sep 2019 to 8 Dec 2019)
  • CF30 Customer (3 Sep 2019 to 8 Dec 2019)
• HAMID RAZA SHAIKH

  IRN HXS00229

  • SMF3 Executive Director (25 Aug 2022 to 31 Dec 2022)
• Leonida Klemos

  IRN LXK01033

  • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2021)
  • CF1 Director (9 Apr 2019 to 8 Dec 2019)
  • CF30 Customer (9 Apr 2019 to 8 Dec 2019)
• Michele Troglio

  IRN MXT00454

  • [FCA CF] Client dealing (1 Dec 2022 to 3 Nov 2025)
• Oliver Bales

  IRN OXB00162

  • [FCA CF] Client dealing (since 12 Nov 2025)
• Paolo Castelluccio

  IRN PXC00659

  • [FCA CF] Client dealing (since 11 Dec 2024)

No changes recorded yet.