Andrew Mark Jeremiah

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • King & Shaxson Limited

    FRN 179213

    • [FCA CF] Client dealing (since 9 Aug 2021)
  • PROMETHEUS INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 821611

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 26 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Jul 2021)
    • CF10 Compliance Oversight (16 Jul 2019 to 8 Dec 2019)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (16 Jul 2019 to 8 Dec 2019)
  • Astor Ridge LLP (no longer approved here)

    FRN 579287

    • CF30 Customer (14 Mar 2013 to 28 Dec 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 10 Apr 2012)
    • CF21 Investment Adviser (12 Jun 2003 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (28 May 2002 to 24 Apr 2003)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 23 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.