PROMETHEUS INVESTMENT MANAGEMENT LIMITED

Date authorised
9 April 2019
Companies House
11392164
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st floor
    29 Museum Street
    London
    Camden
    WC1A 1LH
    UNITED KINGDOM
    Phone
    +4402076363444
    Web
    https://prometheusuk.co

  • Complaints Contact

    1st floor
    29 Museum Street
    London
    Camden
    WC1A 1LH
    UNITED KINGDOM
    Phone
    +4402076363444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

    Show 2 limitations
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Riccardo Chiarato

    IRN RXC02025

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Aug 2023)
    • SMF3 Executive Director (since 31 Aug 2023)
    • SMF16 Compliance Oversight (since 31 Aug 2023)
  • Robert Andrew Williamson

    IRN RAW01095

    • CF30 Customer (9 Apr 2019 to 14 May 2019)
    • CF11 Money Laundering Reporting (9 Apr 2019 to 14 May 2019)
    • CF10 Compliance Oversight (9 Apr 2019 to 14 May 2019)
    • CF1 Director (9 Apr 2019 to 14 May 2019)
  • Stefano Castelluccio

    IRN SXC00919

    • SMF3 Executive Director (since 31 Aug 2023)
    • [FCA CF] Significant management (since 1 Dec 2022)
  • Tony James Ilmari Teegan

    IRN TXT00193

    • [FCA CF] Client dealing (since 12 Nov 2025)
  • Vara Lakshmi Ponnangan

    IRN VXP00104

    • SMF3 Executive Director (15 Jul 2022 to 31 Dec 2022)
    • [FCA CF] Significant management (29 Mar 2022 to 31 Dec 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.