Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (9 Apr 2019 to 14 May 2019)
- CF10 Compliance Oversight (9 Apr 2019 to 14 May 2019)
- CF11 Money Laundering Reporting (9 Apr 2019 to 14 May 2019)
- CF30 Customer (9 Apr 2019 to 14 May 2019)
-
- CF30 Customer (13 Mar 2019 to 8 Dec 2019)
-
- CF21 Investment Adviser (24 Sep 2004 to 9 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.