Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROMETHEUS INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 821611

    • CF1 Director (9 Apr 2019 to 14 May 2019)
    • CF10 Compliance Oversight (9 Apr 2019 to 14 May 2019)
    • CF11 Money Laundering Reporting (9 Apr 2019 to 14 May 2019)
    • CF30 Customer (9 Apr 2019 to 14 May 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (24 Sep 2004 to 9 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.