Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 8 Dec 2021)
- CF30 Customer (9 Apr 2019 to 8 Dec 2019)
- CF1 Director (9 Apr 2019 to 8 Dec 2019)
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- CF30 Customer (21 Oct 2013 to 10 Oct 2016)
- CF11 Money Laundering Reporting (21 Oct 2013 to 20 Oct 2014)
- CF1 Director (21 Oct 2013 to 4 Feb 2016)
- CF10 Compliance Oversight (21 Oct 2013 to 20 Oct 2014)
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- CF30 Customer (15 Feb 2008 to 26 Apr 2013)
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- CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.