Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROMETHEUS INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 821611

    • SMF3 Executive Director (9 Dec 2019 to 8 Dec 2021)
    • CF30 Customer (9 Apr 2019 to 8 Dec 2019)
    • CF1 Director (9 Apr 2019 to 8 Dec 2019)
  • WRM Capinvest Ltd (no longer approved here)

    FRN 601268

    • CF30 Customer (21 Oct 2013 to 10 Oct 2016)
    • CF11 Money Laundering Reporting (21 Oct 2013 to 20 Oct 2014)
    • CF1 Director (21 Oct 2013 to 4 Feb 2016)
    • CF10 Compliance Oversight (21 Oct 2013 to 20 Oct 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (15 Feb 2008 to 26 Apr 2013)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.