ALLX Ltd

• Principal Place of Business

  Havelock Hub

  14 Havelock Place

  Harrow

  HA1 1LJ

  UNITED KINGDOM

  Phone

  +447738064405

  Web

  https://www.allxgroup.com

• Complaints Contact

  Havelock Hub

  14 Havelock Place

  Harrow

  HA1 1LJ

  UNITED KINGDOM

  Phone

  +447738064405

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FCA's Glossary of defined expressions used in the FCA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrea Tirelli

  IRN AXT01862

  • [FCA CF] Client dealing (5 May 2021 to 13 Apr 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 13 Apr 2022)
  • SMF3 Executive Director (9 Dec 2019 to 30 Mar 2022)
  • CF30 Customer (16 Oct 2014 to 8 Dec 2019)
  • CF1 Director (16 Oct 2014 to 8 Dec 2019)
• Claudio Victor Azevedo Pereira

  IRN CXA00373

  • [FCA CF] Client dealing (since 9 Jul 2024)
• Cristian Caruso

  IRN CXC01742

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (17 Mar 2018 to 8 Dec 2019)
  • CF10a CASS Oversight function (14 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (16 Oct 2014 to 8 Dec 2019)
  • CF1 Director (16 Oct 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Oct 2014 to 8 Sep 2015)
• Daniele Guggiari

  IRN DXG01931

  • CF30 Customer (14 Oct 2016 to 8 Jan 2017)
• Emanuele Giuseppe Severgnini

  IRN EGS01021

  • CF30 Customer (16 Oct 2014 to 3 Jul 2017)
• Fabio Pedrazzani

  IRN FXP01291

  • CF30 Customer (7 Aug 2015 to 27 Feb 2018)
• Francesco Mandracchia

  IRN FXM01398

  • CF30 Customer (13 Mar 2017 to 30 Apr 2018)
• Gabriele Scalavino

  IRN GXS01652

  • CF30 Customer (26 Jul 2016 to 8 Jan 2017)
• Gianmario Severgnini

  IRN GXS02127

  • CF30 Customer (9 Jan 2017 to 3 Jul 2017)
• Giuliano Bellini

  IRN GXB02174

  • CF30 Customer (10 Jul 2015 to 27 Feb 2018)

No changes recorded yet.