Cristian Caruso

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALLX Ltd

    FRN 625263

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (17 Mar 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (14 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (16 Oct 2014 to 8 Dec 2019)
    • CF1 Director (16 Oct 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Oct 2014 to 8 Sep 2015)
  • Olympia Wealth Management Ltd (no longer approved here)

    FRN 562785

    • CF3 Chief Executive (22 Feb 2016 to 20 Jul 2017)
    • CF10 Compliance Oversight (4 Oct 2011 to 11 Jan 2018)
    • CF1 Director (4 Oct 2011 to 22 May 2018)
    • CF11 Money Laundering Reporting (4 Oct 2011 to 11 Jan 2018)
    • CF30 Customer (4 Oct 2011 to 22 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.