Philip Best

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • SMF4 Chief Risk (9 Dec 2019 to 1 Dec 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
    • CF10 Compliance Oversight (28 Jan 2019 to 8 Dec 2019)
    • CF28 Systems and controls (28 Jan 2019 to 8 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
    • SMF4 Chief Risk (9 Dec 2019 to 1 Dec 2023)
    • CF10 Compliance Oversight (28 Jan 2019 to 8 Dec 2019)
    • CF28 Systems and controls (28 Jan 2019 to 8 Dec 2019)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • SMF4 Chief Risk (9 Dec 2019 to 1 Dec 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
    • CF10 Compliance Oversight (28 Jan 2019 to 8 Dec 2019)
    • CF28 Systems and controls (28 Jan 2019 to 8 Dec 2019)
  • Evelyn Partners Investment Management LLP (no longer approved here)

    FRN 580531

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
    • SMF4 Chief Risk (9 Dec 2019 to 1 Dec 2023)
    • CF10 Compliance Oversight (28 Jan 2019 to 8 Dec 2019)
    • CF28 Systems and controls (28 Jan 2019 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • SMF4 Chief Risk (22 Mar 2019 to 1 Dec 2023)
    • SMF16 Compliance Oversight (22 Mar 2019 to 1 Dec 2023)
  • Barclays Asset Management Limited (no longer approved here)

    FRN 505543

    • CF1 Director (9 Sep 2015 to 16 Jan 2018)
  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • Responsible for Insurance Mediation (7 Nov 2011 to 1 Apr 2015)
    • CF28 Systems and controls (5 Jul 2010 to 1 Apr 2015)
    • CF29 Significant management (1 Dec 2008 to 4 Jul 2010)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • Responsible for Insurance Mediation (7 Nov 2011 to 1 Apr 2015)
    • CF29 Significant management (7 Nov 2011 to 1 Apr 2015)
    • CF28 Systems and controls (5 Jul 2010 to 1 Apr 2015)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF29 Significant management (7 Nov 2011 to 1 Apr 2015)
    • CF28 Systems and controls (5 Jul 2010 to 1 Apr 2015)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Aug 2007 to 31 Oct 2007)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF29 Significant management (7 Nov 2011 to 1 Apr 2015)
    • CF28 Systems and controls (5 Jul 2010 to 1 Apr 2015)
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Recent activity

Updates to this individual's record on the FCA register.

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