Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF28 Systems and controls (5 Jul 2010 to 1 Apr 2015)
    • CF29 Significant management (1 Nov 2007 to 4 Jul 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Aug 2007 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF14 Risk Assessment (1 Dec 2001 to 5 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.