Peter Graham Comrie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clear Capital Markets Ltd (no longer approved here)
FRN 706689
- CF30 Customer (18 Jul 2018 to 13 Nov 2018)
First Equity Limited (no longer approved here)
FRN 124394
- CF30 Customer (21 Nov 2013 to 19 Aug 2015)
Hume Capital Securities plc (no longer approved here)
FRN 504211
- CF30 Customer (10 Oct 2013 to 17 Oct 2013)
Optiva Securities Limited (no longer approved here)
FRN 181192
- CF30 Customer (28 May 2013 to 24 Sep 2013)
Old Park Lane Capital Limited (no longer approved here)
FRN 477870
- CF30 Customer (1 May 2009 to 11 Jul 2011)
Pello Capital Limited (no longer approved here)
FRN 449720
- CF30 Customer (26 Jan 2009 to 30 Apr 2009)
TAM Asset Management Ltd (no longer approved here)
FRN 208243
- CF21 Investment Adviser (16 Aug 2004 to 31 May 2005)
SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- CF26 Customer Trading (1 Dec 2001 to 4 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.