Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barnett Waddingham LLP
FRN 494494
- [FCA CF] Client dealing (since 20 Oct 2021)
- SMF27 Partner (21 Jan 2022 to 3 Apr 2025)
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- [FCA CF] Client dealing (22 Oct 2020 to 20 Aug 2021)
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- CF30 Customer (27 Feb 2020 to 26 Oct 2020)
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- CF30 Customer (28 Nov 2011 to 25 May 2018)
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- CF30 Customer (1 Nov 2007 to 9 Nov 2007)
- CF21 Investment Adviser (30 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (31 Oct 2006 to 30 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.