Date authorised
20 August 2020
Companies House
12272858
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    1 Colmore Square
    Birmingham
    B4 6AJ
    UNITED KINGDOM
    Phone
    +4407500993506
  • Complaints Contact

    5th Floor
    1 Colmore Square
    Birmingham
    B4 6AJ
    UNITED KINGDOM
    Phone
    +4407500993506

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Fisher

    IRN AXF00465

    • [FCA CF] Client dealing (since 11 Nov 2025)
  • Adam Michael Davis

    IRN AMD01263

    • [FCA CF] Manager of certification employee (since 10 Feb 2025)
    • [FCA CF] Client dealing (since 10 Feb 2025)
  • Adam William Brown

    IRN AWB01081

    • [FCA CF] Manager of certification employee (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 22 Oct 2020)
  • Ajith Kumar Balan Nair

    IRN AKB01102

    • [FCA CF] Client dealing (since 22 Oct 2020)
  • Alex Ross

    IRN AXR01115

    • [FCA CF] Client dealing (since 1 Jul 2025)
  • Alexandra McClelland

    IRN AXM04975

    • [FCA CF] Client dealing (since 22 Oct 2024)
  • Andrew Cooper

    IRN AXC03557

    • [FCA CF] Client dealing (since 11 Nov 2025)
  • Andrew James Coles

    IRN AJC01310

    • SMF3 Executive Director (since 20 Aug 2020)
    • SMF1 Chief Executive (20 Aug 2020 to 14 Sep 2022)
    • Responsible for Insurance Distribution (20 Aug 2020 to 14 Sep 2022)
  • Andrew John Singh

    IRN AJS01720

    • [FCA CF] Client dealing (since 22 Oct 2020)
  • Anthony Edward Charles Webb

    IRN AEW01087

    • [FCA CF] Client dealing (since 22 Oct 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Isio Group Ltd (no longer appointed)

    FRN 920423 · Appointed 5 Nov 2020 · Until 25 Jan 2024

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.