Michael Calum Hetherington

• Hargreaves Lansdown Advisory Services Limited

  FRN 189627

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 11 Jul 2024)
  • [FCA CF] Manager of certification employee (since 11 Jul 2024)
  • [FCA CF] Client dealing (since 11 Jul 2024)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • Appointed representative dealing with clients for which they require qualification (2 Feb 2022 to 30 Oct 2023)
  • CF30 Customer (26 Jan 2022 to 30 Oct 2023)
• Succession Financial Management Limited (no longer approved here)

  FRN 225831

  • [FCA CF] Manager of certification employee (1 Mar 2021 to 2 Nov 2021)
• SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

  FRN 588378

  • [FCA CF] Manager of certification employee (1 Mar 2021 to 2 Nov 2021)
• Succession Employee Benefit Solutions Limited (no longer approved here)

  FRN 767956

  • [FCA CF] Manager of certification employee (1 Mar 2021 to 2 Nov 2021)
• M&G ADVICE PARTNERS LIMITED (no longer approved here)

  FRN 584256

  • [FCA CF] Functions requiring qualifications (6 Jul 2020 to 14 Feb 2021)
  • [FCA CF] Significant management (6 Jul 2020 to 14 Feb 2021)
  • [FCA CF] Manager of certification employee (6 Jul 2020 to 14 Feb 2021)
  • [FCA CF] Client dealing (6 Jul 2020 to 14 Feb 2021)
• Prudential Distribution Limited (no longer approved here)

  FRN 194709

  • CF30 Customer (9 May 2011 to 21 Aug 2012)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (15 Feb 2010 to 8 Apr 2011)
• Bank of Scotland plc (no longer approved here)

  FRN 169628

  • CF30 Customer (1 Nov 2007 to 14 Feb 2010)
  • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
• HBOS Investment Fund Managers Limited (no longer approved here)

  FRN 119223

  • CF21 Investment Adviser (1 Dec 2001 to 13 Mar 2003)

No changes recorded yet.