Matthew Christopher Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STONEHAGE FLEMING WEALTH PLANNING LIMITED

    FRN 562235

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 28 Sep 2023)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Jun 2018 to 8 Dec 2019)
  • CG Wealth Planning Limited (no longer approved here)

    FRN 594155

    • CF30 Customer (30 Mar 2015 to 1 Jun 2018)
  • Broadstone Corporate Benefits Limited (no longer approved here)

    FRN 587699

    • CF30 Customer (28 Feb 2014 to 30 Mar 2015)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF22 Investment Adviser (Trainee) (29 Apr 2002 to 23 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.