Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2021)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Client dealing (27 Aug 2024 to 10 Dec 2025)
    • SMF4 Chief Risk (30 Jun 2020 to 10 Dec 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 2 Apr 2020)
  • LGGP MANAGEMENT LIMITED (no longer approved here)

    FRN 793552

    • [FCA CF] Material risk taker (29 Jul 2024 to 10 Dec 2025)
    • SMF16 Compliance Oversight (7 Jul 2023 to 1 Jan 2024)
    • SMF4 Chief Risk (30 Jun 2020 to 10 Dec 2025)
    • [PRA CF] Key function holder (28 Feb 2020 to 10 Dec 2025)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • SMF3 Executive Director (17 Sep 2021 to 10 Dec 2025)
    • SMF4 Chief Risk (22 Aug 2020 to 17 Sep 2021)
    • [FCA CF] Significant management (1 Apr 2020 to 22 Aug 2020)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • [FCA CF] Manager of certification employee (10 Jul 2020 to 17 May 2021)
    • [FCA CF] Material risk taker (10 Jul 2020 to 20 Jul 2021)
    • [FCA CF] Significant management (10 Jul 2020 to 22 Feb 2021)
  • Legal & General Property Limited (no longer approved here)

    FRN 313282

    • [FCA CF] Significant management (1 Apr 2020 to 10 Dec 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 26 Oct 2022)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 10 Dec 2025)
    • [FCA CF] Material risk taker (1 Apr 2020 to 10 Dec 2025)
    • [FCA CF] Significant management (1 Apr 2020 to 10 Dec 2025)
  • Titan Settlement & Custody Ltd (no longer approved here)

    FRN 533039

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 20 Apr 2021)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 20 Apr 2021)
    • CF2 Non Executive Director (18 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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