Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER INVEST LIMITED
FRN 955775
- SMF16 Compliance Oversight (since 9 Mar 2026)
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Local Pensions Partnership Investments Ltd
FRN 724653
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2021)
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- [FCA CF] Client dealing (27 Aug 2024 to 10 Dec 2025)
- SMF4 Chief Risk (30 Jun 2020 to 10 Dec 2025)
- [FCA CF] Manager of certification employee (1 Apr 2020 to 2 Apr 2020)
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- [FCA CF] Material risk taker (29 Jul 2024 to 10 Dec 2025)
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- SMF16 Compliance Oversight (7 Jul 2023 to 1 Jan 2024)
- SMF4 Chief Risk (30 Jun 2020 to 10 Dec 2025)
- [PRA CF] Key function holder (28 Feb 2020 to 10 Dec 2025)
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- SMF3 Executive Director (17 Sep 2021 to 10 Dec 2025)
- SMF4 Chief Risk (22 Aug 2020 to 17 Sep 2021)
- [FCA CF] Significant management (1 Apr 2020 to 22 Aug 2020)
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- [FCA CF] Manager of certification employee (10 Jul 2020 to 17 May 2021)
- [FCA CF] Material risk taker (10 Jul 2020 to 20 Jul 2021)
- [FCA CF] Significant management (10 Jul 2020 to 22 Feb 2021)
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- [FCA CF] Significant management (1 Apr 2020 to 10 Dec 2025)
- [FCA CF] Manager of certification employee (1 Apr 2020 to 26 Oct 2022)
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- [FCA CF] Manager of certification employee (1 Apr 2020 to 10 Dec 2025)
- [FCA CF] Material risk taker (1 Apr 2020 to 10 Dec 2025)
- [FCA CF] Significant management (1 Apr 2020 to 10 Dec 2025)
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- SMF11 Chair of the Audit Committee (9 Dec 2019 to 20 Apr 2021)
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 20 Apr 2021)
- CF2 Non Executive Director (18 Nov 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.