Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (26 Jul 2018 to 17 Oct 2019)
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- CF28 Systems and controls (13 Oct 2017 to 8 Dec 2019)
- CF1 Director (13 Oct 2017 to 17 Oct 2019)
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- CF1 Director (13 Oct 2017 to 17 Oct 2019)
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- CF11 Money Laundering Reporting (26 Jan 2010 to 1 Oct 2010)
- CF1 Director (21 Sep 2009 to 10 Dec 2011)
- CF10 Compliance Oversight (19 Feb 2009 to 1 Oct 2010)
- CF28 Systems and controls (1 Nov 2007 to 15 Aug 2008)
- CF14 Risk Assessment (30 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.