Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ADG Prefcap LLP
FRN 1002181
- [FCA CF] Client dealing (since 28 Nov 2024)
- SMF27 Partner (since 5 Nov 2024)
- [FCA CF] Significant management (28 Nov 2024 to 10 Jun 2025)
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- CF30 Customer (10 Mar 2022 to 4 Nov 2024)
- CF4 Partner (AR) (10 Mar 2022 to 4 Nov 2024)
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- Employed By (10 Mar 2022 to 4 Nov 2024)
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- CF30 Customer (23 Oct 2019 to 1 Feb 2022)
- CF4 Partner (AR) (23 Oct 2019 to 1 Feb 2022)
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- CF30 Customer (21 Jan 2009 to 19 Apr 2013)
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- CF30 Customer (1 Nov 2007 to 24 Dec 2008)
- CF23 Corporate Finance Adviser (15 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.