This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

ADG PrefCap LLP

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FRN: 914203
Companies House: OC427435
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

5 Aldermanbury Square

London

EC2V 7HR

UNITED KINGDOM

Phone

+442078622000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

. ADG Corporate Ltd
IRN XXA01342
- Employed By (21 Aug 2023 to 4 Nov 2024)
Alastair Richard Mills
IRN AXM23070
- Employed By (4 Nov 2019 to 4 Nov 2024)
Avirup Krishna Dutt
IRN AXD21547
- Employed By (8 Oct 2019 to 1 Feb 2022)
Emma Megan Louise Barrat
IRN ELB01032
- Employed By (19 Mar 2020 to 4 Nov 2024)
Jake Wall
IRN JXW21545
- Employed By (10 Oct 2019 to 1 Feb 2022)
Marc Young
IRN MXY01082
- Employed By (10 Mar 2022 to 4 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.