. ADG Corporate Ltd

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ADG Capital Management LLP
FRN 496654
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (10 May 2017 to 8 Dec 2019)
ADG Securities LLP
FRN 807897
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (16 Sep 2019 to 8 Dec 2019)
Midmar Capital LLP (no longer approved here)
FRN 519772
- CF4 Partner (AR) (21 Aug 2023 to 4 Nov 2024)
ADG PrefCap LLP (no longer approved here)
FRN 914203
- Employed By (21 Aug 2023 to 4 Nov 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.