ADG Capital Management LLP

• Principal Place of Business

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442078622000

  Web

  https://adgcorporate.com/adg-capital-management/

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442078622000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . ADG Corporate Ltd

  IRN XXA01342

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (10 May 2017 to 8 Dec 2019)
• . ADG Holdings LLP

  IRN XXA27933

  • SMF27 Partner (27 Jan 2020 to 24 Feb 2026)
• Abhijeet Narsing Gaikwad

  IRN ANG01052

  • [FCA CF] Algorithmic trading (10 Sep 2024 to 17 Oct 2025)
  • [FCA CF] Significant management (28 Sep 2023 to 10 Jun 2025)
  • [FCA CF] Material risk taker (28 Sep 2023 to 17 Oct 2025)
  • [FCA CF] Client dealing (28 Sep 2023 to 17 Oct 2025)
  • [FCA CF] Manager of certification employee (28 Sep 2023 to 10 Jun 2025)
  • SMF27 Partner (3 Aug 2023 to 17 Oct 2025)
• Adam Wiseman QC

  IRN AXW02352

  • SMF27 Partner (9 Dec 2019 to 10 Feb 2022)
  • CF4 Partner (5 Oct 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Oct 2018 to 3 Jul 2019)
  • CF10 Compliance Oversight (5 Oct 2018 to 3 Jul 2019)
• Alastair Richard Mills

  IRN AXM23070

  • CF4 Partner (AR) (4 Nov 2019 to 1 Feb 2022)
  • CF30 Customer (4 Nov 2019 to 1 Feb 2022)
• Andrew Guy

  IRN AMG01084

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • SMF27 Partner (since 13 Mar 2020)
  • CF4 Partner (3 Jun 2009 to 6 Apr 2017)
  • CF30 Customer (3 Jun 2009 to 20 Feb 2018)
• Anthony Rose

  IRN AXR01876

  • CF30 Customer (3 Jun 2009 to 12 Mar 2014)
  • CF4 Partner (3 Jun 2009 to 12 Mar 2014)
• Avirup Krishna Dutt

  IRN AXD21547

  • CF30 Customer (8 Oct 2019 to 1 Feb 2022)
• Bernard Mukwaira

  IRN BXM07752

  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2022 to 24 Oct 2022)
  • SMF16 Compliance Oversight (8 Apr 2022 to 24 Oct 2022)
• Boback Khodadoost

  IRN BXK06118

  • [FCA CF] Client dealing (1 Oct 2020 to 29 Oct 2021)
  • CF30 Customer (13 Sep 2018 to 8 Dec 2019)

• ADG Verto Advisers LLP (no longer appointed)

  FRN 959019 · Appointed 24 Sep 2021 · Until 8 Jun 2022

• ADG PrefCap LLP (no longer appointed)

  FRN 914203 · Appointed 27 Sep 2019 · Until 2 Feb 2022

No changes recorded yet.