ADG Capital Management LLP

• Principal Place of Business

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442078622000

  Web

  https://adgcorporate.com/adg-capital-management/

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442078622000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Boris Gnedenko

  IRN BXG01362

  • CF4 Partner (25 Aug 2015 to 1 Nov 2016)
  • CF30 Customer (26 Mar 2014 to 8 Dec 2019)
• Carl Williams

  IRN CXW00496

  • SMF16 Compliance Oversight (24 Oct 2022 to 10 Mar 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Oct 2022 to 10 Mar 2025)
• Chee Yi Lilian Tan

  IRN CYT01004

  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jan 2022)
  • CF11 Money Laundering Reporting (27 Jun 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (27 Jun 2016 to 8 Dec 2019)
• David Vladimir Hallakoun

  IRN DVH01022

  • [FCA CF] Client dealing (29 Nov 2023 to 31 May 2025)
• Dominic Guy

  IRN DXG00654

  • [FCA CF] Material risk taker (23 Sep 2025 to 24 Sep 2025)
• Dominic Murray Guy

  IRN DXG01450

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • SMF27 Partner (since 6 Dec 2019)
  • CF4 Partner (6 Dec 2019 to 16 Jun 2025)
• Emma Megan Louise Barrat

  IRN ELB01032

  • CF4 Partner (AR) (19 Mar 2020 to 1 Feb 2022)
  • CF30 Customer (19 Mar 2020 to 1 Feb 2022)
• Gaurav Bamania

  IRN GXB00347

  • [FCA CF] Client dealing (28 Sep 2023 to 20 May 2025)
• Gavin Peter Phillips

  IRN GPP01025

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Sep 2023)
  • CF30 Customer (10 Oct 2013 to 8 Dec 2019)
• Greg Smart

  IRN GXS00193

  • [FCA CF] Significant management (9 Dec 2019 to 11 Jan 2022)

• ADG Verto Advisers LLP (no longer appointed)

  FRN 959019 · Appointed 24 Sep 2021 · Until 8 Jun 2022

• ADG PrefCap LLP (no longer appointed)

  FRN 914203 · Appointed 27 Sep 2019 · Until 2 Feb 2022

No changes recorded yet.