ADG Capital Management LLP

• Principal Place of Business

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442078622000

  Web

  https://adgcorporate.com/adg-capital-management/

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442078622000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hamish London

  IRN HXL01252

  • CF30 Customer (27 Apr 2019 to 8 Dec 2019)
• Harry Oswell

  IRN JXO00349

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • SMF16 Compliance Oversight (since 25 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2025)
• Hasan Ahmad Abdat

  IRN HAA01010

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Jun 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Mar 2025)
  • CF3 Chief Executive (9 Oct 2018 to 8 Dec 2019)
  • CF4 Partner (12 Jun 2014 to 8 Dec 2019)
  • CF30 Customer (2 Mar 2011 to 8 Dec 2019)
• Igor Yelnik

  IRN IXY01034

  • CF4 Partner (2 May 2014 to 8 Oct 2019)
  • CF30 Customer (27 Feb 2014 to 8 Oct 2019)
• Jake Wall

  IRN JXW21545

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • [FCA CF] Significant management (since 20 Aug 2025)
  • CF30 Customer (10 Oct 2019 to 1 Feb 2022)
• James Christen

  IRN JXC00477

  • [FCA CF] Client dealing (10 Mar 2021 to 5 Jul 2023)
• James John Glogg

  IRN JJG01071

  • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
• James Woods

  IRN JXW00308

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Julian Oakland

  IRN JMO01042

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • [FCA CF] Significant management (since 18 Sep 2023)
• Julian Woods

  IRN JRW01132

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • SMF27 Partner (since 13 Mar 2020)
  • CF10 Compliance Oversight (3 Jun 2009 to 6 Jul 2016)
  • CF11 Money Laundering Reporting (3 Jun 2009 to 6 Jul 2016)
  • CF4 Partner (3 Jun 2009 to 6 Apr 2017)

• ADG Verto Advisers LLP (no longer appointed)

  FRN 959019 · Appointed 24 Sep 2021 · Until 8 Jun 2022

• ADG PrefCap LLP (no longer appointed)

  FRN 914203 · Appointed 27 Sep 2019 · Until 2 Feb 2022

No changes recorded yet.