ADG Capital Management LLP

• Principal Place of Business

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442078622000

  Web

  https://adgcorporate.com/adg-capital-management/

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442078622000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manjeet Singh Mudan

  IRN MXM01856

  • CF30 Customer (3 Jun 2009 to 4 Nov 2015)
  • CF4 Partner (3 Jun 2009 to 4 Nov 2015)
• Marc Young

  IRN MXY01082

  • CF30 Customer (23 Oct 2019 to 1 Feb 2022)
  • CF4 Partner (AR) (23 Oct 2019 to 1 Feb 2022)
• Mark Thompson

  IRN MXT00150

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Martin Vestergaard

  IRN MXV01056

  • CF30 Customer (3 Jun 2009 to 22 Jan 2013)
  • CF4 Partner (3 Jun 2009 to 22 Jan 2013)
• Michael Benjamin Brayshaw

  IRN MBB01044

  • CF4 Partner (AR) (4 Dec 2021 to 8 Jun 2022)
  • CF30 Customer (4 Dec 2021 to 8 Jun 2022)
• Owen Barrett

  IRN OXB00094

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • [FCA CF] Significant management (since 16 May 2022)
• Patrick Koranteng-Addo

  IRN PXK00202

  • [FCA CF] Client dealing (6 Sep 2021 to 13 Sep 2022)
• Rahul Jalan

  IRN RXJ01250

  • [FCA CF] Client dealing (20 Mar 2025 to 17 Oct 2025)
• Riaan Daly-Evans

  IRN RXD01468

  • [FCA CF] Material risk taker (23 Sep 2025 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (14 Oct 2013 to 8 Dec 2019)
• Richard David Sterry

  IRN RDS01086

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2023)
  • CF30 Customer (24 May 2019 to 8 Dec 2019)

• ADG Verto Advisers LLP (no longer appointed)

  FRN 959019 · Appointed 24 Sep 2021 · Until 8 Jun 2022

• ADG PrefCap LLP (no longer appointed)

  FRN 914203 · Appointed 27 Sep 2019 · Until 2 Feb 2022

No changes recorded yet.