Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADG Capital Management LLP (no longer approved here)

    FRN 496654

    • [FCA CF] Material risk taker (23 Sep 2025 to 31 Dec 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
    • CF30 Customer (14 Oct 2013 to 8 Dec 2019)
  • ADG Securities LLP (no longer approved here)

    FRN 807897

    • [FCA CF] Material risk taker (23 Sep 2025 to 31 Dec 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2025)
  • ADG Verto Advisers LLP (no longer approved here)

    FRN 968401

    • [FCA CF] Material risk taker (23 Sep 2025 to 31 Dec 2025)
    • [FCA CF] Significant management (22 Mar 2023 to 31 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.