ADG Verto Advisers LLP

• Principal Place of Business

  Part Level 18

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402078622000

  Web

  https://www.adgcorporate.com/adg-verto

• Complaints Contact

  Part Level 18

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402078622000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrew Guy

  IRN AMG01084

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • SMF27 Partner (since 16 Nov 2022)
• Bernard Mukwaira

  IRN BXM07752

  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Nov 2022 to 14 Apr 2023)
  • SMF16 Compliance Oversight (16 Nov 2022 to 14 Apr 2023)
• Dominic Murray Guy

  IRN DXG01450

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • SMF27 Partner (since 16 Nov 2022)
• George Harris

  IRN GXH00517

  • [FCA CF] Client dealing (since 2 Feb 2026)
• Harry Oswell

  IRN JXO00349

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2025)
  • SMF16 Compliance Oversight (since 1 Nov 2025)
  • [FCA CF] Material risk taker (since 23 Sep 2025)
• Jake Wall

  IRN JXW21545

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • [FCA CF] Significant management (since 20 Aug 2025)
• James Woods

  IRN JXW00308

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • [FCA CF] Significant management (since 22 Mar 2023)
• Julian Oakland

  IRN JMO01042

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • [FCA CF] Significant management (since 18 Sep 2023)
• Julian Woods

  IRN JRW01132

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • SMF27 Partner (since 16 Nov 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Aug 2023 to 1 Nov 2025)
  • SMF16 Compliance Oversight (24 Aug 2023 to 1 Nov 2025)
• Mark Thompson

  IRN MXT00150

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • [FCA CF] Significant management (since 27 Mar 2023)

No changes recorded yet.