Harry Oswell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ADG Securities LLP
FRN 807897
- SMF16 Compliance Oversight (since 1 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2025)
- [FCA CF] Material risk taker (since 23 Sep 2025)
ADG Verto Advisers LLP
FRN 968401
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2025)
- SMF16 Compliance Oversight (since 1 Nov 2025)
- [FCA CF] Material risk taker (since 23 Sep 2025)
ADG Capital Management LLP
FRN 496654
- [FCA CF] Material risk taker (since 23 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2025)
- SMF16 Compliance Oversight (since 25 Jul 2025)
ADG Prefcap LLP
FRN 1002181
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2025)
- SMF16 Compliance Oversight (since 25 Jul 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.