ADG Securities LLP

• Principal Place of Business

  Part Level 18

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442078622000

  Web

  https://www.adgcorporate.com/adg-securities

• Complaints Contact

  Part Level 18

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +442078621972

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Trades With You Directly

  For Eligible Counterparty, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm may only deal on own account in MiFID financial instruments if: (i) it does not hold client money or securities in relation to investment services or activities that it provides and is not authorised to do so; (ii) the only investment service or activity it undertakes is dealing on own account; (iii) it has no external customers in relation to the investment services or activities it provides

• . ADG Corporate Ltd

  IRN XXA01342

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (16 Sep 2019 to 8 Dec 2019)
• Adam Wiseman QC

  IRN AXW02352

  • SMF27 Partner (9 Dec 2019 to 16 Feb 2022)
  • CF4 Partner (1 Nov 2018 to 8 Dec 2019)
• Andrew Guy

  IRN AMG01084

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • SMF27 Partner (since 13 Mar 2020)
• Anne-Elisabeth Tran Qui

  IRN AXT61407

  • [FCA CF] Material risk taker (8 Dec 2022 to 17 Mar 2023)
  • [FCA CF] Proprietary trader (8 Dec 2022 to 17 Mar 2023)
  • [FCA CF] Algorithmic trading (8 Dec 2022 to 17 Mar 2023)
• Bernard Mukwaira

  IRN BXM07752

  • SMF17 Money Laundering Reporting Officer (MLRO) (8 Apr 2022 to 14 Apr 2023)
  • SMF16 Compliance Oversight (8 Apr 2022 to 14 Apr 2023)
• Dominic Murray Guy

  IRN DXG01450

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • SMF27 Partner (since 6 Dec 2019)
  • CF4 Partner (6 Dec 2019 to 16 Jun 2025)
• Georgi Ivanov Stavrev

  IRN GIS01020

  • SMF27 Partner (since 28 Feb 2020)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • CF4 Partner (28 Feb 2020 to 8 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2025)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 10 May 2024)
• Greg Smart

  IRN GXS00193

  • [FCA CF] Significant management (9 Dec 2019 to 11 Jan 2022)
• Harry Oswell

  IRN JXO00349

  • SMF16 Compliance Oversight (since 1 Nov 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2025)
  • [FCA CF] Material risk taker (since 23 Sep 2025)
• Jake Wall

  IRN JXW21545

  • [FCA CF] Material risk taker (since 23 Sep 2025)
  • [FCA CF] Significant management (since 20 Aug 2025)

No changes recorded yet.