Anne-Elisabeth Tran Qui

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verition Advisors (UK Partners) LLP

    FRN 989410

    • [FCA CF] Client dealing (since 1 Nov 2024)
  • Balyasny Asset Management (UK) LLP (no longer approved here)

    FRN 403302

    • [FCA CF] Client dealing (17 Aug 2023 to 16 Apr 2024)
  • ADG Securities LLP (no longer approved here)

    FRN 807897

    • [FCA CF] Material risk taker (8 Dec 2022 to 17 Mar 2023)
    • [FCA CF] Algorithmic trading (8 Dec 2022 to 17 Mar 2023)
    • [FCA CF] Proprietary trader (8 Dec 2022 to 17 Mar 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 14 Jun 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Jun 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 14 Jun 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 14 Jun 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2019 to 14 Jun 2022)
    • [FCA CF] Material risk taker (22 Feb 2019 to 14 Jun 2022)
    • [FCA CF] Client dealing (21 Nov 2018 to 14 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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