ADG Prefcap LLP

Date authorised
5 November 2024
Companies House
OC427435
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Part Level 18
    5 Aldermanbury Square
    London
    EC2V 7HR
    UNITED KINGDOM
    Phone
    +4402078622000
    Web
    https://adgcorporate.com/adg-prefcap

  • Complaints Contact

    Part Level 18
    5 Aldermanbury Square
    London
    EC2V 7HR
    UNITED KINGDOM
    Phone
    +4402078622000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Richard Mills

    IRN AXM23070

    • [FCA CF] Client dealing (since 28 Nov 2024)
    • SMF27 Partner (since 5 Nov 2024)
    • [FCA CF] Significant management (28 Nov 2024 to 10 Jun 2025)
  • Andrew Guy

    IRN AMG01084

    • SMF27 Partner (since 5 Nov 2024)
  • Avirup Krishna Dutt

    IRN AXD21547

    • [FCA CF] Client dealing (since 3 Dec 2024)
  • Carl Williams

    IRN CXW00496

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Nov 2024 to 10 Mar 2025)
    • SMF16 Compliance Oversight (5 Nov 2024 to 10 Mar 2025)
  • Dominic Murray Guy

    IRN DXG01450

    • SMF27 Partner (since 5 Nov 2024)
  • Emma Megan Louise Barrat

    IRN ELB01032

    • [FCA CF] Client dealing (since 3 Dec 2024)
    • SMF27 Partner (since 5 Nov 2024)
    • [FCA CF] Significant management (14 Jan 2025 to 10 Jun 2025)
  • Harry Oswell

    IRN JXO00349

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2025)
    • SMF16 Compliance Oversight (since 25 Jul 2025)
  • Jake Wall

    IRN JXW21545

    • [FCA CF] Significant management (since 20 Aug 2025)
  • James Woods

    IRN JXW00308

    • [FCA CF] Significant management (since 27 Nov 2024)
  • Jesse Heasman

    IRN JXH03388

    • [FCA CF] Client dealing (since 31 Mar 2026)
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Recent activity

Updates to this firm's record on the FCA register.

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