Carl Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capitolis UK Limited
FRN 1030531
- SMF16 Compliance Oversight (since 10 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Feb 2026)
ADG Prefcap LLP (no longer approved here)
FRN 1002181
- SMF16 Compliance Oversight (5 Nov 2024 to 10 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (5 Nov 2024 to 10 Mar 2025)
ADG Capital Management LLP (no longer approved here)
FRN 496654
- SMF16 Compliance Oversight (24 Oct 2022 to 10 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 Oct 2022 to 10 Mar 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.