Capitolis UK Limited

• Principal Place of Business

  Capitolis UK Limited

  11th Floor South

  69 Old Broad Street

  London

  City Of London

  EC2M 1QS

  UNITED KINGDOM

  Phone

  +447712532153

  Web

  https://www.capitolis.com

• Complaints Contact

  Capitolis UK Limited

  11th Floor South

  69 Old Broad Street

  London

  City Of London

  EC2M 1QS

  UNITED KINGDOM

  Phone

  +447712532153

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order. Notwithstanding MAR 5A.3.5R, this firm is also unable to engage in ‘matched principal trading’ in bonds, structured finance products, emission allowances and derivatives, and is unable to deal on own account in sovereign debt instruments for which there is not a liquid market.

• Benedict Damian Paul Tobin

  IRN BXT00462

  • SMF3 Executive Director (since 10 Feb 2026)
• Carl Williams

  IRN CXW00496

  • SMF16 Compliance Oversight (since 10 Feb 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Feb 2026)
• Daniel Cook

  IRN DXC01803

  • SMF3 Executive Director (10 Feb 2026 to 11 Mar 2026)
• Evelina Beatriz Rosenstein Romero

  IRN EBR00005

  • [FCA CF] Client dealing (since 10 Feb 2026)
  • [FCA CF] Manager of certification employee (since 10 Feb 2026)
• Gavin Lionel Jackson

  IRN GLJ01008

  • SMF3 Executive Director (since 10 Feb 2026)
• Marcus Casfikis

  IRN MXC01957

  • [FCA CF] Client dealing (since 10 Feb 2026)
  • [FCA CF] Manager of certification employee (since 10 Feb 2026)
• Mark Steer

  IRN MXS04336

  • [FCA CF] Manager of certification employee (since 10 Feb 2026)
  • [FCA CF] Client dealing (since 10 Feb 2026)

No changes recorded yet.