Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 10 Feb 2026)
  • Robert Quinn Advisory LLP (no longer approved here)

    FRN 548030

    • CF1 Director (AR) (9 May 2025 to 10 Feb 2026)
    • CF30 Customer (9 May 2025 to 10 Feb 2026)
  • CAPITOLIS UK LIMITED (no longer approved here)

    FRN 1020192

    • Employed By (9 May 2025 to 10 Feb 2026)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Material risk taker (26 Nov 2021 to 31 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2021)
    • CF30 Customer (27 Mar 2015 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 5 Feb 2009)
    • CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2007 to 6 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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