Date authorised
16 November 2022
Companies House
OC437627
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Part Level 18
    5 Aldermanbury Square
    London
    EC2V 7HR
    UNITED KINGDOM
    Phone
    +4402078622000
  • Complaints Contact

    Part Level 18
    5 Aldermanbury Square
    London
    EC2V 7HR
    UNITED KINGDOM
    Phone
    +4402078622000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Foley

    IRN MXF00568

    • [FCA CF] Client dealing (since 13 Jan 2025)
  • Michael Benjamin Brayshaw

    IRN MBB01044

    • [FCA CF] Client dealing (since 23 Mar 2023)
    • [FCA CF] Material risk taker (since 22 Mar 2023)
    • SMF27 Partner (since 16 Nov 2022)
    • [FCA CF] Significant management (22 Mar 2023 to 10 Jun 2025)
    • [FCA CF] Proprietary trader (22 Mar 2023 to 6 Nov 2024)
  • Owen Barrett

    IRN OXB00094

    • [FCA CF] Material risk taker (since 23 Sep 2025)
    • [FCA CF] Significant management (since 22 Mar 2023)
  • Riaan Daly-Evans

    IRN RXD01468

    • [FCA CF] Material risk taker (23 Sep 2025 to 31 Dec 2025)
    • [FCA CF] Significant management (22 Mar 2023 to 31 Dec 2025)
  • Simon James Wooding

    IRN SJW01393

    • [FCA CF] Client dealing (since 27 Mar 2023)
    • [FCA CF] Material risk taker (since 27 Mar 2023)
    • SMF27 Partner (since 16 Nov 2022)
    • [FCA CF] Significant management (27 Mar 2023 to 31 Jul 2025)
    • [FCA CF] Proprietary trader (27 Mar 2023 to 7 Nov 2024)
  • Virr Galaiya

    IRN VXS01160

    • SMF27 Partner (since 14 May 2025)
    • [FCA CF] Client dealing (since 3 Apr 2025)
    • [FCA CF] Material risk taker (since 3 Apr 2025)
    • [FCA CF] Significant management (3 Apr 2025 to 31 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.