Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ADG Verto Advisers LLP
FRN 968401
- [FCA CF] Material risk taker (since 27 Mar 2023)
- [FCA CF] Client dealing (since 27 Mar 2023)
- SMF27 Partner (since 16 Nov 2022)
- [FCA CF] Significant management (27 Mar 2023 to 31 Jul 2025)
- [FCA CF] Proprietary trader (27 Mar 2023 to 7 Nov 2024)
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- CF30 Customer (16 May 2022 to 31 Oct 2022)
- CF4 Partner (AR) (16 May 2022 to 31 Oct 2022)
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- CF30 Customer (4 Dec 2021 to 8 Jun 2022)
- CF4 Partner (AR) (4 Dec 2021 to 8 Jun 2022)
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- [FCA CF] Material risk taker (9 Dec 2019 to 21 Jun 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2021)
- CF30 Customer (12 Jul 2018 to 8 Dec 2019)
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- CF30 Customer (26 Nov 2010 to 20 Apr 2012)
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- CF30 Customer (25 Sep 2008 to 15 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.