Julian Woods

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADG Capital Management LLP

    FRN 496654

    • [FCA CF] Material risk taker (since 23 Sep 2025)
    • SMF27 Partner (since 13 Mar 2020)
    • CF4 Partner (3 Jun 2009 to 6 Apr 2017)
    • CF11 Money Laundering Reporting (3 Jun 2009 to 6 Jul 2016)
    • CF10 Compliance Oversight (3 Jun 2009 to 6 Jul 2016)
  • ADG Securities LLP

    FRN 807897

    • [FCA CF] Material risk taker (since 23 Sep 2025)
    • SMF27 Partner (since 13 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Feb 2022)
    • CF11 Money Laundering Reporting (1 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2018 to 8 Dec 2019)
  • ADG Verto Advisers LLP

    FRN 968401

    • [FCA CF] Material risk taker (since 23 Sep 2025)
    • SMF27 Partner (since 16 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Aug 2023 to 1 Nov 2025)
    • SMF16 Compliance Oversight (24 Aug 2023 to 1 Nov 2025)
  • ADG Prefcap LLP

    FRN 1002181

    • SMF27 Partner (since 5 Nov 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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