Joy Ann Young

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McInroy & Wood Ltd (no longer approved here)

    FRN 121926

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 5 Jul 2024)
    • CF1 Director (12 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Jan 2018 to 8 Dec 2019)
  • McInroy & Wood Portfolios Limited (no longer approved here)

    FRN 144205

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 5 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jul 2024)
    • CF1 Director (12 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Jan 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (29 Jan 2018 to 8 Dec 2019)
  • State Street Trustees Limited (no longer approved here)

    FRN 186237

    • CF11 Money Laundering Reporting (18 Jul 2006 to 31 Jan 2011)
    • CF1 Director (18 Jul 2006 to 31 Jan 2011)
    • CF10 Compliance Oversight (18 Jul 2006 to 31 Jan 2011)
  • NCM Fund Services Limited (no longer approved here)

    FRN 183732

    • CF11 Money Laundering Reporting (21 Jan 2003 to 15 Sep 2005)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF10 Compliance Oversight (1 Dec 2001 to 13 Sep 2002)
    • CF14 Risk Assessment (1 Dec 2001 to 13 Sep 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 13 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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