NCM Fund Services Limited

• Principal Place of Business

  Fourth Floor

  7 Castle Street

  Edinburgh

  EH2 3AH

  UNITED KINGDOM

  Phone

  +441316037020

  Web

  https://www.ncmfundservices.com

• Complaints Contact

  Fourth Floor

  7 Castle Street

  Edinburgh

  EH2 3AH

  UNITED KINGDOM

  Phone

  +441316037020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ANDREW JAMES DUCKER

  IRN AJD01407

  • CF30 Customer (since 12 Oct 2016)
  • CF4 Partner (AR) (since 12 Oct 2016)
• Adam Douglas Mortimer Grant

  IRN AXG01355

  • CF28 Systems and controls (1 Nov 2007 to 10 Jun 2009)
  • CF8 Apportionment and Oversight (5 Apr 2007 to 10 Jun 2009)
  • CF14 Risk Assessment (5 Apr 2007 to 31 Oct 2007)
  • CF3 Chief Executive (5 Apr 2007 to 23 Jun 2008)
  • CF13 Finance (31 Jan 2007 to 31 Oct 2007)
  • CF1 Director (27 Dec 2006 to 10 Jun 2009)
• Adrian George Graves

  IRN AGG01034

  • CF1 Director (9 Sep 2005 to 18 Dec 2006)
• Alan Dixon Jessop

  IRN ADJ01034

  • CF1 Director (25 Sep 2002 to 24 Mar 2005)
• Amy Curry

  IRN AXC03230

  • CF30 Customer (2 Mar 2017 to 8 Dec 2019)
• Andres Luis Bluhm Carlsohn

  IRN AXB00938

  • SMF4 (AR) Partner function (13 Mar 2022 to 31 May 2022)
• Andrew William Hawkes

  IRN AWH01098

  • CF30 Customer (4 Feb 2015 to 4 Jun 2015)
• Angus James Mackay Andrew

  IRN AJA01254

  • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
• Anjali Dholakia

  IRN AXD01238

  • CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
• Anthony Richard Clarke

  IRN ARC01158

  • CF4 Partner (AR) (18 Nov 2016 to 30 Jun 2017)

• Fundamentum Property Advisers Limited

  FRN 805328 · Appointed 16 Mar 2023

• Elaghmore Advisor LLP

  FRN 758019 · Appointed 8 Sep 2016

• Liquid Venture Managers LLP (no longer appointed)

  FRN 966662 · Appointed 4 Jan 2022 · Until 4 Jul 2022

• Tynton Management Limited (no longer appointed)

  FRN 844574 · Appointed 21 Jun 2019 · Until 26 Oct 2020

• Palladian Investment Partners LLP (no longer appointed)

  FRN 828815 · Appointed 9 Apr 2019 · Until 2 Feb 2021

• Akero Capital Partners LLP (no longer appointed)

  FRN 804840 · Appointed 23 Mar 2018 · Until 26 Oct 2022

• Imbiba Growth LLP (no longer appointed)

  FRN 788010 · Appointed 1 Sep 2017 · Until 20 Dec 2018

• BGV Investment Management Limited (no longer appointed)

  FRN 770274 · Appointed 26 Jan 2017 · Until 30 Jun 2017

• OXX Limited (no longer appointed)

  FRN 766528 · Appointed 7 Dec 2016 · Until 17 Apr 2019

• Seraphim Space (Manager) LLP (no longer appointed)

  FRN 763050 · Appointed 28 Oct 2016 · Until 30 Jun 2017

No changes recorded yet.