Anthony Richard Clarke

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Seraphim Space Manager LLP (no longer approved here)
FRN 772782
- SMF27 Partner (9 Dec 2019 to 14 Jul 2021)
- CF30 Customer (7 Jul 2017 to 8 Dec 2019)
- CF4 Partner (7 Jul 2017 to 8 Dec 2019)
NCM Fund Services Limited (no longer approved here)
FRN 183732
- CF4 Partner (AR) (18 Nov 2016 to 30 Jun 2017)
Howden UK Brokers Limited (no longer approved here)
FRN 307663
- CF1 Director (AR) (12 Jul 2011 to 14 Jan 2021)
YFM Private Equity Limited (no longer approved here)
FRN 122120
- CF2 Non Executive Director (11 Jul 2008 to 30 Nov 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.