NCM Fund Services Limited

• Principal Place of Business

  Fourth Floor

  7 Castle Street

  Edinburgh

  EH2 3AH

  UNITED KINGDOM

  Phone

  +441316037020

  Web

  https://www.ncmfundservices.com

• Complaints Contact

  Fourth Floor

  7 Castle Street

  Edinburgh

  EH2 3AH

  UNITED KINGDOM

  Phone

  +441316037020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ashley Andrew Dougal

  IRN AAD01105

  • CF30 Customer (since 3 May 2023)
  • CF1 Director (AR) (since 3 May 2023)
• Benjamin John Paget Thomson

  IRN BJT01038

  • CF1 Director (21 Mar 2006 to 28 Mar 2007)
  • CF2 Non Executive Director (25 Oct 2004 to 21 Mar 2006)
• Charles James Ashton

  IRN CJA01047

  • CF1 Director (8 May 2009 to 30 Nov 2009)
  • CF28 Systems and controls (8 May 2009 to 30 Nov 2009)
• Christian Henry Forbes

  IRN CHF01026

  • CF1 Director (AR) (since 21 Apr 2023)
  • CF30 Customer (since 21 Apr 2023)
• Christopher Neil Hunter Gordon

  IRN CNH01038

  • CF4 Partner (AR) (22 Nov 2016 to 30 Jun 2017)
• Claire Lloyd

  IRN CXL01738

  • CF30 Customer (18 Jun 2018 to 8 Dec 2019)
• Damien John Patrick Lane

  IRN DJL01100

  • CF30 Customer (1 Aug 2013 to 18 Feb 2014)
• Darja Danilina

  IRN DXD01575

  • CF30 Customer (31 Aug 2018 to 16 Apr 2019)
• Darrel Connell

  IRN DXC02603

  • CF30 Customer (14 Sep 2017 to 20 Dec 2018)
  • CF4 Partner (AR) (14 Sep 2017 to 20 Dec 2018)
• David Bernard Pokora

  IRN DBP01029

  • CF1 Director (13 Aug 2003 to 10 May 2005)

• Fundamentum Property Advisers Limited

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• Liquid Venture Managers LLP (no longer appointed)

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• Tynton Management Limited (no longer appointed)

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• Palladian Investment Partners LLP (no longer appointed)

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• Akero Capital Partners LLP (no longer appointed)

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No changes recorded yet.