Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Sep 2021)
    • CF4 Partner (19 Feb 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Feb 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Feb 2014 to 8 Dec 2019)
    • CF30 Customer (19 Feb 2014 to 8 Dec 2019)
  • Carwow Ltd (no longer approved here)

    FRN 767155

    • CF2 Non Executive Director (4 Jul 2017 to 30 Aug 2018)
  • NCM Fund Services Limited (no longer approved here)

    FRN 183732

    • CF30 Customer (1 Aug 2013 to 18 Feb 2014)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (9 Mar 2010 to 6 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.