Benjamin John Paget Thomson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Inverleith LLP (no longer approved here)

    FRN 520669

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Jan 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Sep 2021)
    • SMF27 Partner (9 Dec 2019 to 3 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Sep 2021)
    • CF11 Money Laundering Reporting (29 Oct 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (29 Oct 2010 to 8 Dec 2019)
    • CF4 Partner (29 Oct 2010 to 8 Dec 2019)
  • Amati Global Investors Limited (no longer approved here)

    FRN 198024

    • CF1 Director (3 May 2006 to 28 Mar 2007)
    • CF2 Non Executive Director (25 Oct 2004 to 3 May 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Jun 2003)
    • CF27 Investment Management (1 Dec 2001 to 26 Jun 2003)
  • NCM Fund Services Limited (no longer approved here)

    FRN 183732

    • CF1 Director (21 Mar 2006 to 28 Mar 2007)
    • CF2 Non Executive Director (25 Oct 2004 to 21 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.