NCM Fund Services Limited

• Principal Place of Business

  Fourth Floor

  7 Castle Street

  Edinburgh

  EH2 3AH

  UNITED KINGDOM

  Phone

  +441316037020

  Web

  https://www.ncmfundservices.com

• Complaints Contact

  Fourth Floor

  7 Castle Street

  Edinburgh

  EH2 3AH

  UNITED KINGDOM

  Phone

  +441316037020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Brown Manning

  IRN DBM01076

  • CF30 Customer (21 Sep 2016 to 10 Mar 2022)
  • CF4 Partner (AR) (21 Sep 2016 to 10 Mar 2022)
• David Charles Nicholson

  IRN DCN01025

  • CF11 Money Laundering Reporting (10 Mar 2008 to 8 Dec 2009)
  • CF10 Compliance Oversight (10 Mar 2008 to 8 Dec 2009)
• David Graham Donaldson

  IRN DGD01034

  • CF1 Director (8 Sep 2003 to 31 Oct 2007)
• David John Morrison

  IRN DJM01379

  • CF4 Partner (AR) (17 Apr 2019 to 1 Feb 2021)
  • CF30 Customer (17 Apr 2019 to 1 Feb 2021)
• David Keith Page

  IRN DKP01011

  • CF14 Risk Assessment (26 May 2006 to 28 Mar 2007)
  • CF8 Apportionment and Oversight (7 Jan 2005 to 28 Mar 2007)
  • CF1 Director (7 Jan 2005 to 28 Mar 2007)
  • CF3 Chief Executive (7 Jan 2005 to 28 Mar 2007)
• David Morley

  IRN DXH02304

  • CF4 Partner (AR) (6 Nov 2017 to 1 May 2021)
• David Totney

  IRN DXT01297

  • CF30 Customer (17 Jul 2012 to 30 Jan 2015)
• David Woodhead

  IRN DXW01840

  • CF30 Customer (16 May 2016 to 8 Dec 2019)
• Desmond Mark French

  IRN DMF01033

  • CF13 Finance (1 Dec 2001 to 18 Feb 2005)
• Dewi John Hitchcock

  IRN DJH01230

  • CF4 Partner (AR) (14 Apr 2016 to 5 Aug 2016)
  • CF30 Customer (14 Apr 2016 to 5 Aug 2016)

• Fundamentum Property Advisers Limited

  FRN 805328 · Appointed 16 Mar 2023

• Elaghmore Advisor LLP

  FRN 758019 · Appointed 8 Sep 2016

• Liquid Venture Managers LLP (no longer appointed)

  FRN 966662 · Appointed 4 Jan 2022 · Until 4 Jul 2022

• Tynton Management Limited (no longer appointed)

  FRN 844574 · Appointed 21 Jun 2019 · Until 26 Oct 2020

• Palladian Investment Partners LLP (no longer appointed)

  FRN 828815 · Appointed 9 Apr 2019 · Until 2 Feb 2021

• Akero Capital Partners LLP (no longer appointed)

  FRN 804840 · Appointed 23 Mar 2018 · Until 26 Oct 2022

• Imbiba Growth LLP (no longer appointed)

  FRN 788010 · Appointed 1 Sep 2017 · Until 20 Dec 2018

• BGV Investment Management Limited (no longer appointed)

  FRN 770274 · Appointed 26 Jan 2017 · Until 30 Jun 2017

• OXX Limited (no longer appointed)

  FRN 766528 · Appointed 7 Dec 2016 · Until 17 Apr 2019

• Seraphim Space (Manager) LLP (no longer appointed)

  FRN 763050 · Appointed 28 Oct 2016 · Until 30 Jun 2017

No changes recorded yet.