Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (10 Nov 2015 to 15 Jul 2016)
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- CF1 Director (10 Nov 2015 to 15 Jul 2016)
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- CF1 Director (10 Nov 2015 to 15 Jul 2016)
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- CF1 Director (10 Nov 2015 to 15 Jul 2016)
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- CF1 Director (5 Dec 2013 to 16 Jun 2014)
- CF10a CASS Oversight function (21 Nov 2013 to 16 Jun 2014)
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- CF1 Director (25 Oct 2007 to 31 Dec 2010)
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- CF14 Risk Assessment (26 May 2006 to 28 Mar 2007)
- CF3 Chief Executive (7 Jan 2005 to 28 Mar 2007)
- CF1 Director (7 Jan 2005 to 28 Mar 2007)
- CF8 Apportionment and Oversight (7 Jan 2005 to 28 Mar 2007)
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- CF17 Significant Mgt (Other Business Operations) (27 Feb 2003 to 4 Dec 2003)
- CF2 Non Executive Director (27 Feb 2003 to 3 Apr 2003)
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- CF16 Significant Mgt (Desgntd Investment Business) (13 Dec 2002 to 28 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.