David Charles Nicholson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NCM Fund Services Limited (no longer approved here)
FRN 183732
- CF10 Compliance Oversight (10 Mar 2008 to 8 Dec 2009)
- CF11 Money Laundering Reporting (10 Mar 2008 to 8 Dec 2009)
Amati Global Investors Limited (no longer approved here)
FRN 198024
- CF10 Compliance Oversight (10 Mar 2008 to 22 Feb 2010)
- CF11 Money Laundering Reporting (10 Mar 2008 to 22 Feb 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.