Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 31 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Jan 2024)
    • SMF16 Compliance Oversight (since 31 Jan 2024)
  • Brooklands Fund Management Limited (no longer approved here)

    FRN 757575

    • CF1 Director (AR) (15 Aug 2023 to 23 Jan 2024)
  • GATE CAPITAL GROUP LTD. (no longer approved here)

    FRN 189170

    • CF2 Non Executive Director (26 Aug 2009 to 11 Sep 2009)
  • Amati Global Investors Limited (no longer approved here)

    FRN 198024

    • CF1 Director (2 Apr 2008 to 10 Jun 2009)
    • CF28 Systems and controls (1 Nov 2007 to 10 Jun 2009)
    • CF13 Finance (29 Jan 2007 to 31 Oct 2007)
  • NCM Fund Services Limited (no longer approved here)

    FRN 183732

    • CF28 Systems and controls (1 Nov 2007 to 10 Jun 2009)
    • CF8 Apportionment and Oversight (5 Apr 2007 to 10 Jun 2009)
    • CF3 Chief Executive (5 Apr 2007 to 23 Jun 2008)
    • CF14 Risk Assessment (5 Apr 2007 to 31 Oct 2007)
    • CF13 Finance (31 Jan 2007 to 31 Oct 2007)
    • CF1 Director (27 Dec 2006 to 10 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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